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T38 Security review and procurement pack

Security review and procurement pack

A procurement and security team reviewing a vendor pack

Prospect: Marrow Capital SOC 2 Type II current 1 open question Confidential

Everything Marrow Capital's security and procurement team needs to evaluate Vaultline, organized by domain, with the questions still open. Prepared by Priya Chandran, Security Lead, for your review.

Company and product
VendorVaultline, Inc.
Product in scopeVaultline Ledger, core lending workflow platform
HostingAWS us-east-1 and us-west-2, single-tenant database per customer
ComplianceSOC 2 Type II, PCI DSS Level 1 service provider
Data classificationHandles customer PII and payment account numbers, tokenized at rest
Prepared forMarrow Capital, security review dated Sep 22, 2026

This pack is confidential

This document contains Vaultline's security posture in detail and is shared under the mutual NDA signed Sep 8, 2026. Do not forward outside your evaluation team without our security team's consent.

Sample template: the firm, people, clients and figures are fictional and shown for illustration only.

Controls summary

DomainControlStatusEvidence
Access controlSSO with SAML 2.0, enforced MFA for all staffImplementedSOC 2 report, section 4.2
EncryptionAES-256 at rest, TLS 1.2 minimum in transitImplementedPenetration test summary, attached
Data residencyUS-only processing and storage, no offshore support accessImplementedSubprocessor list, below
LoggingCentralized audit log, 400 days retentionImplementedSOC 2 report, section 5.1
Vulnerability managementQuarterly external pentest, continuous internal scanningImplementedLatest pentest dated Jul 2026
Business continuityRPO 15 minutes, RTO 4 hours, annual failover testWatchLast failover test overdue, see below

Security domains in detail

Access control and identity

Vaultline requires SAML-based SSO for all customer accounts on the Ledger platform and enforces MFA for every internal engineer with production access. Production access is granted through a role-based system reviewed quarterly, and access is revoked within 24 hours of an employee's departure. We support customer-managed SCIM provisioning on the Enterprise plan.

Encryption and key management

Data at rest is encrypted with AES-256 using AWS KMS, with customer-specific keys available on the Enterprise plan. Data in transit uses TLS 1.2 or higher everywhere, including internal service-to-service calls. Payment account numbers are tokenized before storage; Vaultline never stores raw card numbers.

Data residency and subprocessors

All processing and storage occurs in AWS us-east-1, with us-west-2 as a warm standby region. Vaultline uses four subprocessors: AWS (hosting), Twilio (SMS verification), SendGrid (transactional email) and Stripe (payment processing passthrough). The full subprocessor list with data flows is in the appendix.

Incident response

Vaultline maintains a documented incident response plan tested twice a year. Customers on the Enterprise plan receive notification of a confirmed security incident affecting their data within 72 hours, consistent with our data processing agreement. The last tabletop exercise ran May 2026.

Business continuity and disaster recovery

Recovery point objective is 15 minutes and recovery time objective is 4 hours, backed by continuous database replication to us-west-2. The annual failover test is contractually required and was due in Q2 2026; it has not yet run because of a platform migration that took priority. Owner: VP Infrastructure, Tobias Lund. Target: complete by Oct 31, 2026.

How customer data flows

flowchart LR
    A[Marrow Capital users] -->|TLS 1.2, SSO| B[Vaultline Ledger app]
    B -->|Encrypted| C[(Primary database, us-east-1)]
    C -.replication.-> D[(Standby database, us-west-2)]
    B --> E[Stripe, payment processing]
    B --> F[Twilio, SMS verification]
    B --> G[SendGrid, transactional email]
    B --> H[Centralized audit log]

No subprocessor other than the four listed above receives customer data. Support staff access production data only through logged, time-boxed sessions, never through direct database access.

Documents we can provide on request

Document request checklist
✓SOC 2 Type II report, current period
✓Penetration test executive summary, Jul 2026
✓Data processing agreement, redlined copy
✓Subprocessor list with data flow diagram
Business continuity failover test results
Signed security questionnaire, Marrow Capital's format

Open questions

Question from Marrow CapitalRaisedOwnerStatus
Confirm failover test completion date before contract signatureSep 18, 2026Tobias Lund, VP InfrastructureOpen
Provide a signed copy of your standard security questionnaire in our formatSep 20, 2026Priya ChandranIn progress
Confirm whether Enterprise plan includes customer-managed encryption keys at current tierSep 20, 2026Priya ChandranAnswered
Our confidence this pack answers your review★★★★★4/5

Four out of five. The one open item, the overdue failover test, is the reason we are not calling this pack complete; we will update this page the day the test finishes.

Next steps

  1. Marrow Capital's security reviewer confirms whether the overdue failover test is a blocking condition for contract signature.
  2. Vaultline delivers the completed failover test results by Oct 31, 2026.
  3. Both teams schedule a 30-minute call to close remaining questions before the target signature date.
How to use this template

Duplicate this page per prospect security review. Replace the values below from the deal record and your security team's tracker; if a control's evidence is not yet available, mark it Needs review rather than claiming it is implemented.

VariableMeaningRequired
{{prospect.name}}Company whose security team is reviewing youRequired
{{review.date}}Date this pack was prepared or last updatedRequired
{{security.lead_name}}Vendor security lead who owns this packRequired
{{compliance.certifications}}Current certifications and their statusRequired
{{openquestion.text}}Any open question, its owner and statusOptional
{{control.evidence_link}}Where the underlying evidence document livesOptional

Never mark a control Implemented without current evidence on file, and never share this pack outside a signed NDA.